Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vanessa Cottingham | 7319213 | 1 | 03/05/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jennifer Lynn Doolan | 7790964 | 1 | 02/15/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Theresa Ann Young | 6873560 | 2 | 09/11/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Arthur Arends | 6741448 | 1 | 09/07/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Randy Steven Stepho | 7326799 | 1 | 09/06/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Anthony Rivera | 6877409 | 1 | 06/20/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Larry Abel Pacheco | 7296120 | 1 | 04/25/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jessica Lee Dubois | 7352618 | 1 | 02/11/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lance Jason Best | 6396899 | 3 | 02/08/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Justin Rivers | 7856536 | 1 | 01/12/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |