Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Andre Castellanos | 7306809 | 1 | 12/29/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Taylor Reynolds | 6991248 | 1 | 12/04/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Victor Anthony Colon | 6226310 | 4 | 09/27/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Mitesh Patel | 7173841 | 1 | 09/24/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Ryan Dean Miller | 7489275 | 2 | 06/19/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jared Annarelli | 7279571 | 3 | 03/15/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Edward Pursino | 4324442 | 1 | 02/16/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Phinnie Rashon Ford | 7629627 | 1 | 09/28/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Nathan James McAlister | 7519554 | 2 | 07/30/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Christopher James Binns | 5947746 | 1 | 05/02/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |