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FINRA Broker Disclosures for NYLife Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.

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Displaying 41-50 out of 281 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Andre Castellanos7306809112/29/2011CriminalFinal Disposition$0.00$0.00See FINRA Report
Taylor Reynolds6991248112/04/2011CriminalFinal Disposition$0.00$0.00See FINRA Report
Victor Anthony Colon6226310409/27/2011CriminalFinal Disposition$0.00$0.00See FINRA Report
Mitesh Patel7173841109/24/2011CriminalFinal Disposition$0.00$0.00See FINRA Report
Ryan Dean Miller7489275206/19/2011CriminalFinal Disposition$0.00$0.00See FINRA Report
Jared Annarelli7279571303/15/2011CriminalFinal Disposition$0.00$0.00See FINRA Report
Edward Pursino4324442102/16/2011CriminalFinal Disposition$0.00$0.00See FINRA Report
Phinnie Rashon Ford7629627109/28/2010CriminalFinal Disposition$0.00$0.00See FINRA Report
Nathan James McAlister7519554207/30/2010CriminalFinal Disposition$0.00$0.00See FINRA Report
Christopher James Binns5947746105/02/2010CriminalFinal Disposition$0.00$0.00See FINRA Report

281 Results

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