Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Francis Leonard Settanni | 1093652 | 1 | 03/11/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dale Lee Brummer | 2084241 | 1 | 12/18/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| J Armando Valencia | 1618539 | 3 | 05/25/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Louis Theodore Alexander | 1086077 | 6 | 12/19/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Veronica Lee Hamilton | 2730233 | 2 | 12/13/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Roger D Cramer | 4081790 | 1 | 12/01/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jolene Sue Starr | 1212445 | 4 | 10/27/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dwight E Loeffler | 311606 | 2 | 02/02/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dwight E Loeffler | 311606 | 2 | 11/23/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William R Trice | 4514104 | 1 | 10/05/1963 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |