Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hien Trung Le | 5661526 | 1 | 04/21/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| May Ramos | 5671544 | 2 | 01/27/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Roger Palomino | 5552195 | 1 | 07/09/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marshall Duval | 5742809 | 1 | 02/28/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ryan Michael Behm | 4757111 | 1 | 01/07/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Suresh Rijhwani | 2331920 | 1 | 07/25/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Keith Zuckerberg | 2313753 | 3 | 07/13/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sean van Christensen | 1896979 | 2 | 09/27/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Chien Kain Yeh | 4777090 | 3 | 02/15/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Glenn Francis Clermont | 839157 | 3 | 06/23/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |