Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jennifer Hayes | 5785124 | 2 | 06/11/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Caleb Sayles | 7473414 | 1 | 05/15/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Scott Malak | 5725110 | 1 | 04/04/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian T Deegan | 4785531 | 5 | 08/28/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Thomas McCauley | 2103926 | 7 | 09/08/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cameron Dl Lagala | 6215994 | 1 | 08/09/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gerald Ernest Vinella | 6260012 | 5 | 06/28/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Donna Guglielmi | 2110408 | 1 | 05/26/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Suren Ayrapetyan | 6604799 | 1 | 03/10/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Phillip Brennan | 5147095 | 1 | 09/03/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |