Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Edward Lippencott | 1235643 | 4 | 09/03/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bruce M Smith | 1182134 | 1 | 06/09/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George James Costakis | 54838 | 3 | 02/15/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |