Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Everton Mark Lewis | 2469780 | 11 | 07/23/2001 | Customer Dispute | Denied | $5,547.00 | $0.00 | See FINRA Report |
| Grover Vance Hinebaugh | 848325 | 6 | 06/26/2001 | Customer Dispute | Denied | $8,419.94 | $0.00 | See FINRA Report |
| Myong Won Park | 1457956 | 2 | 06/08/2001 | Customer Dispute | Denied | $63,000.00 | $0.00 | See FINRA Report |
| Eunice Kim | 3067567 | 1 | 05/14/2001 | Customer Dispute | Denied | $26,196.00 | $0.00 | See FINRA Report |
| Susan Jeanne Hall | 1622186 | 1 | 04/03/2001 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Tema Lurie Steele | 1208684 | 3 | 03/20/2001 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Richard John Pinkos | 1160747 | 1 | 02/27/2001 | Customer Dispute | Denied | $25,266.70 | $0.00 | See FINRA Report |
| Yolanda Lilly Tam | 2696607 | 2 | 02/22/2001 | Customer Dispute | Denied | $184,518.00 | $0.00 | See FINRA Report |
| Samuel Louis Hebert | 2679181 | 7 | 02/21/2001 | Customer Dispute | Denied | $31,500.00 | $0.00 | See FINRA Report |
| Lee Alan Harris | 2477176 | 2 | 01/10/2001 | Customer Dispute | Denied | $38,958.30 | $0.00 | See FINRA Report |