Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anton Alfred Montes | 1176061 | 2 | 09/05/2002 | Customer Dispute | Denied | $127,126.00 | $0.00 | See FINRA Report |
| Laurence Edwin McCalley | 1190022 | 1 | 08/01/2002 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Steven Thomas Mindak | 1752357 | 1 | 07/18/2002 | Customer Dispute | Denied | $24,764.70 | $0.00 | See FINRA Report |
| Vincent Robert Spaniolo | 3052815 | 1 | 07/11/2002 | Customer Dispute | Denied | $6,390.56 | $0.00 | See FINRA Report |
| Gilbert Ray Harlan | 2021846 | 1 | 06/12/2002 | Customer Dispute | Denied | $21,709.00 | $0.00 | See FINRA Report |
| Curtis Lynn Urling | 1607343 | 1 | 06/04/2002 | Customer Dispute | Denied | $6,371.50 | $0.00 | See FINRA Report |
| Robert James Tydings | 1872065 | 1 | 06/02/2002 | Customer Dispute | Denied | $84,149.00 | $0.00 | See FINRA Report |
| Douglass Scott Fisher | 1065797 | 1 | 05/30/2002 | Customer Dispute | Denied | $572,276.00 | $0.00 | See FINRA Report |
| Michael Francis Barry | 1102653 | 2 | 04/30/2002 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Richard Douglas Fyles | 1387333 | 1 | 04/30/2002 | Customer Dispute | Denied | $19,933.50 | $0.00 | See FINRA Report |