Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Guy Wedgeworth | 5100786 | 3 | 01/17/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric J Brisebois | 4160820 | 4 | 01/13/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bradley Duane Johnson | 3126357 | 1 | 11/15/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Vincent Kin Ming Chan | 3019411 | 1 | 11/10/2022 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Richard Angelo Fancher | 1139618 | 11 | 09/27/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tami Sue Duvall | 3050090 | 3 | 09/27/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Rose Bauer | 5766264 | 1 | 06/10/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Johnny Liu | 6121014 | 1 | 06/03/2022 | Customer Dispute | Denied | $10,799.20 | $0.00 | See FINRA Report |
| Farhod Sultonov | 5562332 | 1 | 04/27/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William John Roach | 1102421 | 1 | 03/14/2022 | Customer Dispute | Denied | $159,311.00 | $0.00 | See FINRA Report |