Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Collins Fitzgerald | 1365789 | 3 | 05/31/2023 | Customer Dispute | Denied | $11,286.10 | $0.00 | See FINRA Report |
| Christopher Luis McDonald | 6157763 | 1 | 05/15/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Abraham Kepecs | 5097737 | 4 | 05/11/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Oscar Ruben Vallejo | 1332304 | 1 | 05/01/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Angela Marie Jubran | 5987708 | 1 | 03/24/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Laura Shnitzer | 7008433 | 1 | 03/24/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Travis Michael Gerhard | 5697677 | 2 | 03/20/2023 | Customer Dispute | Denied | $41,000.00 | $0.00 | See FINRA Report |
| Terry Scott Mathias | 5612418 | 2 | 02/28/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Forrest McDonald | 5085121 | 1 | 02/22/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Asia Pimentel | 6962593 | 1 | 01/31/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |