Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Marcsok | 2086239 | 1 | 03/30/1998 | Customer Dispute | Pending | $12,000.00 | $0.00 | See FINRA Report |
| George James Costakis | 54838 | 3 | 02/15/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Knox McCallum | 2464778 | 1 | 01/05/1998 | Customer Dispute | Settled | $234,000.00 | $0.00 | See FINRA Report |
| Anthony Cancela | 2398245 | 4 | 12/02/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Raymond Gernigin | 1098476 | 8 | 06/11/1997 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Ronald Dean Price | 1110179 | 2 | 04/29/1997 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Girish Mohanlal Shah | 1202311 | 1 | 03/27/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gordon Miles Paul | 1182154 | 1 | 12/15/1996 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Michael Raymond Gernigin | 1098476 | 8 | 09/17/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lance Eric Gillman | 1262733 | 3 | 09/16/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |