Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Terrance Robert Meekma | 1239466 | 3 | 01/13/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Samuel Galperin | 1072556 | 1 | 12/28/1998 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Mark Gerard Heinemann | 1479584 | 1 | 11/04/1998 | Customer Dispute | Settled | $308,000.00 | $0.00 | See FINRA Report |
| Ronald Dean Martin | 1182288 | 1 | 10/29/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Evelyn Monping Tai | 2835127 | 2 | 10/19/1998 | Customer Dispute | Withdrawn | $10,000.00 | $0.00 | See FINRA Report |
| Lee Alan Harris | 2477176 | 2 | 10/13/1998 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Mark L Niswonger | 2703335 | 3 | 10/05/1998 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Larry Gordon Etzweiler | 855267 | 4 | 09/17/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donald Edward Lippencott | 1235643 | 4 | 09/03/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bruce M Smith | 1182134 | 1 | 06/09/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |