Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Conrad Richard Swedenborg | 441013 | 1 | 08/05/1999 | Customer Dispute | Denied | $131,574.00 | $0.00 | See FINRA Report |
| Patrick Dane Miller | 1177133 | 3 | 07/20/1999 | Customer Dispute | Denied | $35,934.80 | $0.00 | See FINRA Report |
| Ronald Frederick Walker | 811665 | 5 | 07/19/1999 | Customer Dispute | Denied | $345,000.00 | $0.00 | See FINRA Report |
| Eric Jarvis Kronk | 2120009 | 1 | 06/29/1999 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Vicki H Bennett | 2819727 | 1 | 06/10/1999 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Eric Kazuyoshi Takao | 804445 | 2 | 06/09/1999 | Customer Dispute | Settled | $113,618.00 | $0.00 | See FINRA Report |
| Charles Kroll | 1093715 | 1 | 05/05/1999 | Customer Dispute | Denied | $49,974.90 | $0.00 | See FINRA Report |
| Richard William Osterbuhr | 1939040 | 2 | 04/05/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard William Osterbuhr | 1939040 | 2 | 04/02/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Grover Vance Hinebaugh | 848325 | 6 | 03/04/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |