Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey William Lowe | 2488791 | 2 | 08/17/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Luke Gandolfi | 6048690 | 1 | 08/17/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roderick Carr | 2519594 | 2 | 08/13/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nuzha J Petro | 4945067 | 1 | 07/06/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Rose Bauer | 5766264 | 1 | 06/10/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Janice Lee Reid | 5006686 | 3 | 06/06/2022 | Customer Dispute | Settled | $11,070.50 | $0.00 | See FINRA Report |
| Johnny Liu | 6121014 | 1 | 06/03/2022 | Customer Dispute | Denied | $10,799.20 | $0.00 | See FINRA Report |
| Kathy Jane Moritz | 4517320 | 1 | 06/02/2022 | Customer Dispute | Settled | $62,618.00 | $0.00 | See FINRA Report |
| Adam Peacock | 6884444 | 1 | 05/25/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Seth J Bassin | 6143779 | 2 | 05/23/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |