Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Terry Lee Breitbord | 1136087 | 4 | 06/30/2000 | Customer Dispute | Denied | $21,284.60 | $0.00 | See FINRA Report |
| Steven M Bumbera | 2460210 | 1 | 04/11/2000 | Customer Dispute | Denied | $157,592.00 | $0.00 | See FINRA Report |
| Mark Alan Thomley | 2823101 | 1 | 03/07/2000 | Customer Dispute | Pending | $9,127.59 | $0.00 | See FINRA Report |
| Sigang Hu | 2755059 | 1 | 02/17/2000 | Customer Dispute | Denied | $9,819.81 | $0.00 | See FINRA Report |
| John Thomas Ermer | 1567043 | 1 | 01/31/2000 | Customer Dispute | Settled | $20,090.00 | $0.00 | See FINRA Report |
| Michael J O Brien | 1660069 | 4 | 12/22/1999 | Customer Dispute | Denied | $50,090.50 | $0.00 | See FINRA Report |
| Richard David Steiner | 2404359 | 2 | 11/10/1999 | Customer Dispute | Denied | $22,606.00 | $0.00 | See FINRA Report |
| Stacy Hoffman | 2024467 | 2 | 11/10/1999 | Customer Dispute | Settled | $240,000.00 | $0.00 | See FINRA Report |
| Robert Douglas Andre | 2145519 | 1 | 09/20/1999 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Joseph Mariano Marotta | 2586304 | 3 | 09/10/1999 | Customer Dispute | Denied | $183,666.00 | $0.00 | See FINRA Report |