Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard John Pinkos | 1160747 | 1 | 02/27/2001 | Customer Dispute | Denied | $25,266.70 | $0.00 | See FINRA Report |
| Yolanda Lilly Tam | 2696607 | 2 | 02/22/2001 | Customer Dispute | Denied | $184,518.00 | $0.00 | See FINRA Report |
| Samuel Louis Hebert | 2679181 | 7 | 02/21/2001 | Customer Dispute | Denied | $31,500.00 | $0.00 | See FINRA Report |
| Lee Alan Harris | 2477176 | 2 | 01/10/2001 | Customer Dispute | Denied | $38,958.30 | $0.00 | See FINRA Report |
| Bruce Edward Dowell | 2282070 | 7 | 11/08/2000 | Customer Dispute | Denied | $6,522.21 | $0.00 | See FINRA Report |
| Jodi Lynn Parsons | 2846194 | 1 | 10/23/2000 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Simon Moses Kepecs | 1092793 | 2 | 09/20/2000 | Customer Dispute | Withdrawn | $226,502.00 | $0.00 | See FINRA Report |
| Dianna Kemp Mercier | 1069041 | 1 | 08/15/2000 | Customer Dispute | Settled | $17,965.00 | $0.00 | See FINRA Report |
| Richard Lewis Gimelli | 1752385 | 3 | 08/02/2000 | Customer Dispute | Denied | $223,000.00 | $0.00 | See FINRA Report |
| Rick Lyle Phillips | 1186798 | 5 | 07/27/2000 | Customer Dispute | Settled | $23,850.00 | $0.00 | See FINRA Report |