Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Grover Vance Hinebaugh | 848325 | 6 | 06/26/2001 | Customer Dispute | Denied | $8,419.94 | $0.00 | See FINRA Report |
| Myong Won Park | 1457956 | 2 | 06/08/2001 | Customer Dispute | Denied | $63,000.00 | $0.00 | See FINRA Report |
| Eunice Kim | 3067567 | 1 | 05/14/2001 | Customer Dispute | Denied | $26,196.00 | $0.00 | See FINRA Report |
| Derek Eustace Bartkow | 2698232 | 4 | 05/07/2001 | Customer Dispute | Settled | $91,300.00 | $0.00 | See FINRA Report |
| Jesse Paul Crispe | 2562512 | 4 | 04/27/2001 | Customer Dispute | Withdrawn | $10,000.00 | $0.00 | See FINRA Report |
| Kami Abadi | 3109137 | 1 | 04/26/2001 | Customer Dispute | Award / Judgment | $2,272.95 | $2,272.95 | See FINRA Report |
| John Joseph Rocco | 815809 | 2 | 04/09/2001 | Customer Dispute | Settled | $70,702.00 | $0.00 | See FINRA Report |
| Susan Jeanne Hall | 1622186 | 1 | 04/03/2001 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Tema Lurie Steele | 1208684 | 3 | 03/20/2001 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Rick Kent Stivers | 1927140 | 2 | 03/13/2001 | Customer Dispute | Closed-No Action | $134,142.00 | $0.00 | See FINRA Report |