Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerry Don Coats | 1172100 | 2 | 10/10/2001 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Jacqueline C Otto | 4291995 | 2 | 10/10/2001 | Customer Dispute | Settled | $475,000.00 | $0.00 | See FINRA Report |
| Jana Kay Pedersen | 2468137 | 1 | 09/13/2001 | Customer Dispute | Denied | $10,088.70 | $0.00 | See FINRA Report |
| George Paul Stark | 2310424 | 3 | 08/20/2001 | Customer Dispute | Settled | $671,488.00 | $0.00 | See FINRA Report |
| Paul Guy Fimognari | 1225031 | 1 | 08/16/2001 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Gregg Alan Riddle | 1205812 | 2 | 08/13/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Calvin Hughes | 1568311 | 1 | 08/10/2001 | Customer Dispute | Denied | $5,700.00 | $0.00 | See FINRA Report |
| Lance Eric Gillman | 1262733 | 3 | 08/01/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Everton Mark Lewis | 2469780 | 11 | 07/23/2001 | Customer Dispute | Denied | $5,547.00 | $0.00 | See FINRA Report |
| Louis Mark Prosser | 2142896 | 1 | 07/18/2001 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |