Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Douglas Fyles | 1387333 | 1 | 04/30/2002 | Customer Dispute | Denied | $19,933.50 | $0.00 | See FINRA Report |
| Behzad Benjamin Kholasechi | 2898968 | 2 | 04/23/2002 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Frederick Thomas Boulton | 2360912 | 2 | 03/12/2002 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Francis Joseph Vlock | 828638 | 3 | 02/14/2002 | Customer Dispute | Settled | $34,451.30 | $0.00 | See FINRA Report |
| George Paul Stark | 2310424 | 3 | 01/15/2002 | Customer Dispute | Closed-No Action | $5,500.00 | $0.00 | See FINRA Report |
| Mark Tore Forsstrom | 1365105 | 1 | 11/14/2001 | Customer Dispute | Denied | $27,830.70 | $0.00 | See FINRA Report |
| Mark Peter Rothman | 1399338 | 1 | 10/25/2001 | Customer Dispute | Denied | $25,460.10 | $0.00 | See FINRA Report |
| Edward Huxford Bobbitt | 1134332 | 1 | 10/17/2001 | Customer Dispute | Denied | $7,786.93 | $0.00 | See FINRA Report |
| Linda B Tewksbury | 1727435 | 1 | 10/17/2001 | Customer Dispute | Denied | $7,786.93 | $0.00 | See FINRA Report |
| Anthony Dean Orizotti | 1828725 | 1 | 10/10/2001 | Customer Dispute | Settled | $475,000.00 | $0.00 | See FINRA Report |