Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vincent Robert Spaniolo | 3052815 | 1 | 07/11/2002 | Customer Dispute | Denied | $6,390.56 | $0.00 | See FINRA Report |
| James Jeremiah Cronin | 1031806 | 1 | 06/27/2002 | Customer Dispute | Withdrawn | $19,250.80 | $0.00 | See FINRA Report |
| Gilbert Ray Harlan | 2021846 | 1 | 06/12/2002 | Customer Dispute | Denied | $21,709.00 | $0.00 | See FINRA Report |
| Curtis Lynn Urling | 1607343 | 1 | 06/04/2002 | Customer Dispute | Denied | $6,371.50 | $0.00 | See FINRA Report |
| Robert James Tydings | 1872065 | 1 | 06/02/2002 | Customer Dispute | Denied | $84,149.00 | $0.00 | See FINRA Report |
| Ronald Craig Dickstein | 1942389 | 2 | 05/31/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Douglass Scott Fisher | 1065797 | 1 | 05/30/2002 | Customer Dispute | Denied | $572,276.00 | $0.00 | See FINRA Report |
| Christopher Wells Battersby | 1704836 | 1 | 05/24/2002 | Customer Dispute | Settled | $113,886.00 | $0.00 | See FINRA Report |
| Alice Gail Gabrelian | 1266490 | 1 | 05/10/2002 | Customer Dispute | Settled | $13,882.20 | $0.00 | See FINRA Report |
| Michael Francis Barry | 1102653 | 2 | 04/30/2002 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |