Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley Dufrane | 2656156 | 3 | 10/29/2002 | Customer Dispute | Settled | $18,959.70 | $0.00 | See FINRA Report |
| Benson B Liao | 2382889 | 3 | 10/24/2002 | Customer Dispute | Denied | $14,650.00 | $0.00 | See FINRA Report |
| Daniel Roch Foley | 1199322 | 1 | 09/23/2002 | Customer Dispute | Settled | $11,600.00 | $0.00 | See FINRA Report |
| Jon Andrew Delahoussaye | 2474383 | 2 | 09/23/2002 | Customer Dispute | Award / Judgment | $142,917.00 | $25,140.00 | See FINRA Report |
| Richard Lee Dietz | 1245689 | 2 | 09/09/2002 | Customer Dispute | Denied | $5,044.92 | $0.00 | See FINRA Report |
| Anton Alfred Montes | 1176061 | 2 | 09/05/2002 | Customer Dispute | Denied | $127,126.00 | $0.00 | See FINRA Report |
| Stanley L Bost | 1733481 | 1 | 09/03/2002 | Customer Dispute | Closed-No Action | $8,142.00 | $0.00 | See FINRA Report |
| Tema Lurie Steele | 1208684 | 3 | 09/02/2002 | Customer Dispute | Settled | $31,000.00 | $0.00 | See FINRA Report |
| Laurence Edwin McCalley | 1190022 | 1 | 08/01/2002 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Steven Thomas Mindak | 1752357 | 1 | 07/18/2002 | Customer Dispute | Denied | $24,764.70 | $0.00 | See FINRA Report |