Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| S. Paulina Lee Nemec | 2865447 | 1 | 01/30/2003 | Customer Dispute | Denied | $25,180.00 | $0.00 | See FINRA Report |
| Akshaya Suresh Sheth | 2049173 | 2 | 12/27/2002 | Customer Dispute | Denied | $12,146.90 | $0.00 | See FINRA Report |
| Corina K Chou | 1719931 | 1 | 12/19/2002 | Customer Dispute | Denied | $19,750.00 | $0.00 | See FINRA Report |
| Robert Clinton Zobel | 2287588 | 1 | 12/12/2002 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Simon Chang | 4098177 | 1 | 12/03/2002 | Customer Dispute | Denied | $12,360.00 | $0.00 | See FINRA Report |
| Frank Hasie Knox | 1702761 | 1 | 11/26/2002 | Customer Dispute | Denied | $8,868.01 | $0.00 | See FINRA Report |
| Donald Edward Lippencott | 1235643 | 4 | 11/25/2002 | Customer Dispute | Denied | $106,000.00 | $0.00 | See FINRA Report |
| David Jay Uchansky | 1320657 | 1 | 11/18/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ali Akhavannik | 1994191 | 1 | 11/14/2002 | Customer Dispute | Denied | $22,892.30 | $0.00 | See FINRA Report |
| Linda A Holland | 4031350 | 2 | 11/07/2002 | Customer Dispute | Denied | $16,030.60 | $0.00 | See FINRA Report |