Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jolene Sue Starr | 1212445 | 4 | 04/15/2003 | Customer Dispute | Denied | $76,000.00 | $0.00 | See FINRA Report |
| Lester Allan Gee | 1139746 | 6 | 04/07/2003 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Galen Dwight Dody | 1911757 | 3 | 03/31/2003 | Customer Dispute | Settled | $17,157.00 | $0.00 | See FINRA Report |
| Jon Andrew Delahoussaye | 2474383 | 2 | 03/31/2003 | Customer Dispute | Pending | $121,305.00 | $45,000.00 | See FINRA Report |
| Troy Jeffrey Woods | 4063703 | 1 | 03/26/2003 | Customer Dispute | Denied | $28,643.80 | $0.00 | See FINRA Report |
| Joseph Ronald Goodwin | 1531902 | 2 | 03/21/2003 | Customer Dispute | Denied | $6,579.24 | $0.00 | See FINRA Report |
| Kevin Dale Flaagan | 1419369 | 1 | 03/12/2003 | Customer Dispute | Denied | $6,452.88 | $0.00 | See FINRA Report |
| Sybilla Ruark Lenz | 2004759 | 2 | 03/10/2003 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| Akshaya Suresh Sheth | 2049173 | 2 | 03/03/2003 | Customer Dispute | Denied | $16,099.30 | $0.00 | See FINRA Report |
| Sybilla Ruark Lenz | 2004759 | 2 | 02/13/2003 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |