Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kulbhushan Sethi | 3060650 | 2 | 09/30/2003 | Customer Dispute | Denied | $6,300.00 | $0.00 | See FINRA Report |
| Walter Clifford May | 1682416 | 1 | 09/23/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kulbhushan Sethi | 3060650 | 2 | 09/08/2003 | Customer Dispute | Denied | $7,498.01 | $0.00 | See FINRA Report |
| Jesse Paul Crispe | 2562512 | 4 | 09/07/2003 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Peter Anthony Derosa | 1178978 | 1 | 07/23/2003 | Customer Dispute | Denied | $6,040.25 | $0.00 | See FINRA Report |
| Melvin Marion Adams | 1161736 | 2 | 07/18/2003 | Customer Dispute | Settled | $25,869.00 | $0.00 | See FINRA Report |
| Scott Rodger Alexander | 2542170 | 2 | 06/23/2003 | Customer Dispute | Denied | $5,518.59 | $0.00 | See FINRA Report |
| Donald Edward Lippencott | 1235643 | 4 | 06/04/2003 | Customer Dispute | Denied | $8,211.87 | $0.00 | See FINRA Report |
| Behzad Benjamin Kholasechi | 2898968 | 2 | 05/06/2003 | Customer Dispute | Denied | $19,164.00 | $0.00 | See FINRA Report |
| Jesse Paul Crispe | 2562512 | 4 | 04/29/2003 | Customer Dispute | Denied | $13,158.80 | $0.00 | See FINRA Report |