Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam David Herzing | 5448024 | 2 | 11/02/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Theodore N Hawrylak | 2141157 | 9 | 10/25/2022 | Customer Dispute | Settled | $5,896.32 | $0.00 | See FINRA Report |
| Cynthia Ann Barreira | 6158367 | 1 | 10/17/2022 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| Rosa Melkonyan | 5016307 | 1 | 10/14/2022 | Customer Dispute | Withdrawn | $48,667.60 | $0.00 | See FINRA Report |
| Elinar Deghbashyan | 6199666 | 1 | 10/14/2022 | Customer Dispute | Withdrawn | $48,667.60 | $0.00 | See FINRA Report |
| Howard Glenn Hanna | 2076342 | 1 | 10/11/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Wayne L Rector | 4592089 | 2 | 10/07/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Clarence Roberson | 7222227 | 1 | 10/01/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Angelo Fancher | 1139618 | 11 | 09/27/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tami Sue Duvall | 3050090 | 3 | 09/27/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |