Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barbara Ann Bobbin Wilkinson | 2191617 | 4 | 04/14/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michelle Borkow Buckner | 2907463 | 1 | 03/31/2004 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Lawrence Joseph Dyjak | 827090 | 1 | 03/26/2004 | Customer Dispute | Denied | $15,087.50 | $0.00 | See FINRA Report |
| Jenny Ong Kho | 1156022 | 3 | 03/24/2004 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Scott F Hurlbut | 1631482 | 1 | 03/08/2004 | Customer Dispute | Denied | $6,049.95 | $0.00 | See FINRA Report |
| Bruce Edward Dowell | 2282070 | 7 | 02/18/2004 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Gillian Carole Lotz Hopkins | 4126198 | 6 | 02/06/2004 | Customer Dispute | Settled | $51,019.50 | $0.00 | See FINRA Report |
| Willard Leroy Hensel | 243439 | 1 | 01/30/2004 | Customer Dispute | Denied | $24,963.10 | $0.00 | See FINRA Report |
| David Leon Johnson | 1121031 | 1 | 01/23/2004 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Jolene Sue Starr | 1212445 | 4 | 01/16/2004 | Customer Dispute | Denied | $37,227.00 | $0.00 | See FINRA Report |