Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Larry Gordon Etzweiler | 855267 | 4 | 12/06/2004 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Richard Joseph Enna | 2071921 | 2 | 11/30/2004 | Customer Dispute | Denied | $22,610.00 | $0.00 | See FINRA Report |
| Bruce Hal Feldman | 2872417 | 3 | 11/29/2004 | Customer Dispute | Denied | $5,341.20 | $0.00 | See FINRA Report |
| Guillermo Cintron | 4506705 | 3 | 11/18/2004 | Customer Dispute | Settled | $10,003.70 | $0.00 | See FINRA Report |
| Rudy A Barrera | 4498248 | 4 | 11/08/2004 | Customer Dispute | Settled | $21,021.80 | $0.00 | See FINRA Report |
| Thomas Arthur Drynan | 2173401 | 1 | 10/22/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Cathy Kaye Schmitt | 2848804 | 1 | 10/22/2004 | Customer Dispute | Denied | $13,387.80 | $0.00 | See FINRA Report |
| Eugene Michael Gillmor | 4559439 | 2 | 10/18/2004 | Customer Dispute | Settled | $1,985.12 | $0.00 | See FINRA Report |
| James Edwin Adkins | 2708477 | 3 | 10/11/2004 | Customer Dispute | Denied | $49,800.00 | $0.00 | See FINRA Report |
| Joseph Richard Brida | 1067835 | 3 | 10/05/2004 | Customer Dispute | Settled | $37,600.00 | $0.00 | See FINRA Report |