Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Corey Thomas Green | 4400115 | 1 | 07/05/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Sidney Lewis Seligstein | 1949131 | 1 | 06/22/2005 | Customer Dispute | Settled | $138,849.00 | $0.00 | See FINRA Report |
| Roger L Precourt | 827094 | 1 | 06/22/2005 | Customer Dispute | Denied | $44,528.20 | $0.00 | See FINRA Report |
| Joseph Wesley Littlejohn | 1366946 | 1 | 05/26/2005 | Customer Dispute | Denied | $280,000.00 | $0.00 | See FINRA Report |
| Jennifer Bote Padolina | 2698661 | 1 | 04/28/2005 | Customer Dispute | Denied | $20,403.60 | $0.00 | See FINRA Report |
| Edgar Hubert Gleason | 2619035 | 2 | 04/22/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas William Pelz | 3244182 | 1 | 03/24/2005 | Customer Dispute | Settled | $16,000.00 | $0.00 | See FINRA Report |
| Kenneth Richard Bakula | 1016897 | 3 | 02/17/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Farringer Kartman | 1241456 | 1 | 02/15/2005 | Customer Dispute | Settled | $7,000,000.00 | $0.00 | See FINRA Report |
| George James Costakis | 54838 | 3 | 12/15/2004 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |