Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Louis Emanuele Margro | 2902711 | 1 | 03/01/2006 | Customer Dispute | Denied | $2,020,000.00 | $0.00 | See FINRA Report |
| Steven Ronald Morgan | 2540641 | 2 | 02/15/2006 | Customer Dispute | Denied | $13,352.00 | $0.00 | See FINRA Report |
| Kermit Roosevelt Griner | 1070425 | 9 | 02/13/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert V Cohen | 4351299 | 6 | 02/09/2006 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Terry Lee Breitbord | 1136087 | 4 | 02/02/2006 | Customer Dispute | Denied | $5,162.40 | $0.00 | See FINRA Report |
| Jimmy L Roper | 4612129 | 1 | 01/27/2006 | Customer Dispute | Denied | $8,170.96 | $0.00 | See FINRA Report |
| Craig Hartwick Roslien | 1288955 | 2 | 01/24/2006 | Customer Dispute | Denied | $19,706.50 | $0.00 | See FINRA Report |
| Ralph Phillip Owen | 1110394 | 2 | 12/21/2005 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Michael Paul Walton | 4698105 | 1 | 12/21/2005 | Customer Dispute | Settled | $70,669.00 | $0.00 | See FINRA Report |
| David Jon McCall | 324857 | 1 | 12/15/2005 | Customer Dispute | Denied | $18,540.50 | $0.00 | See FINRA Report |