Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Galen Dwight Dody | 1911757 | 3 | 05/18/2006 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Patrick Dane Miller | 1177133 | 3 | 05/15/2006 | Customer Dispute | Settled | $31,571.00 | $0.00 | See FINRA Report |
| Dusty Gene Woods | 3134252 | 2 | 05/10/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronald Lee Greber | 2609509 | 3 | 05/02/2006 | Customer Dispute | Denied | $10,048.50 | $0.00 | See FINRA Report |
| Richard James Werner | 855716 | 2 | 05/01/2006 | Customer Dispute | Settled | $5,327.22 | $0.00 | See FINRA Report |
| Michael Ward McConnell | 1986000 | 1 | 04/11/2006 | Customer Dispute | Settled | $54,000.00 | $0.00 | See FINRA Report |
| Steven William Paras | 1497331 | 1 | 03/21/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Thomas Beebe | 2365629 | 2 | 03/14/2006 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Kevin James Mulqueen | 1100523 | 1 | 03/08/2006 | Customer Dispute | Denied | $10,216.20 | $0.00 | See FINRA Report |
| Len Artic Jr Fuller | 1094746 | 1 | 03/06/2006 | Customer Dispute | Denied | $26,954.10 | $0.00 | See FINRA Report |