Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David L Ediger | 2597209 | 4 | 09/12/2006 | Customer Dispute | Closed-No Action | $16,525.00 | $0.00 | See FINRA Report |
| David Francis Keefe | 2355041 | 3 | 08/23/2006 | Customer Dispute | Settled | $16,047.60 | $0.00 | See FINRA Report |
| David William Johnston | 4226346 | 1 | 08/22/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jerry Don Coats | 1172100 | 2 | 07/27/2006 | Customer Dispute | Settled | $7,888.00 | $0.00 | See FINRA Report |
| Dexter Sinclair Johnson | 4374894 | 4 | 07/18/2006 | Customer Dispute | Settled | $11,000.00 | $0.00 | See FINRA Report |
| Thomas Michael Halus | 1199348 | 1 | 07/12/2006 | Customer Dispute | Settled | $11,000.00 | $0.00 | See FINRA Report |
| Richard Joseph Enna | 2071921 | 2 | 07/10/2006 | Customer Dispute | Denied | $55,000.00 | $0.00 | See FINRA Report |
| Scotto D Caggiano | 1245430 | 1 | 05/30/2006 | Customer Dispute | Denied | $11,791.10 | $0.00 | See FINRA Report |
| Paul George Miller | 1705853 | 5 | 05/25/2006 | Customer Dispute | Denied | $33,898.90 | $0.00 | See FINRA Report |
| Christopher Jacoby | 4467247 | 2 | 05/24/2006 | Customer Dispute | Denied | $8,554.35 | $0.00 | See FINRA Report |