Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Claudia Jasso | 7131297 | 1 | 01/26/2023 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Guy Wedgeworth | 5100786 | 3 | 01/17/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric J Brisebois | 4160820 | 4 | 01/13/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Donald Fronckowiak | 5734805 | 1 | 01/09/2023 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| Nicole Marie Pizzi | 5770980 | 1 | 01/03/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Aldric Y Johnson | 5628445 | 1 | 12/16/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Micheline E Yacoub | 5900980 | 1 | 12/14/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Margarita M Flores | 2440637 | 1 | 11/28/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Bradley Duane Johnson | 3126357 | 1 | 11/15/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Vincent Kin Ming Chan | 3019411 | 1 | 11/10/2022 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |