Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Allen Kaniper | 1232631 | 2 | 04/02/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Andrew Somogyi | 1199184 | 3 | 03/26/2007 | Customer Dispute | Settled | $9,193.98 | $0.00 | See FINRA Report |
| Thomas Clifford Young | 1614679 | 1 | 03/19/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ronnie Lynn Cochran | 2104444 | 3 | 03/07/2007 | Customer Dispute | Denied | $164,234.00 | $0.00 | See FINRA Report |
| Diane Hack Gould | 828331 | 2 | 02/26/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Greg Garcia Dolojan | 1333345 | 1 | 02/14/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gary Wayne Lewis | 1219546 | 4 | 01/09/2007 | Customer Dispute | Settled | $57,000.00 | $0.00 | See FINRA Report |
| Joseph William Lucchino | 1086064 | 1 | 12/27/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Douglas Gates | 4675932 | 2 | 12/12/2006 | Customer Dispute | Denied | $4,000.00 | $0.00 | See FINRA Report |
| David Francis Keefe | 2355041 | 3 | 12/05/2006 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |