Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leo Rotman | 4499725 | 2 | 06/12/2007 | Customer Dispute | Closed-No Action | $25,184.70 | $0.00 | See FINRA Report |
| Anthony Cancela | 2398245 | 4 | 06/12/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Cindy Huijun Choo | 2226043 | 1 | 05/25/2007 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Dexter Sinclair Johnson | 4374894 | 4 | 05/14/2007 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Richard Robert Miller | 335450 | 1 | 05/07/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Grover Vance Hinebaugh | 848325 | 6 | 04/24/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Shawn Robert Fischer | 1959808 | 4 | 04/17/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary Wayne Lewis | 1219546 | 4 | 04/09/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Demetrios Panagiotis Theodoropoulos | 2862909 | 2 | 04/09/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary Wayne Lewis | 1219546 | 4 | 04/05/2007 | Customer Dispute | Settled | $20,252.60 | $0.00 | See FINRA Report |