Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jean Snyder | 1570072 | 8 | 02/06/2008 | Customer Dispute | Denied | $9,777.17 | $0.00 | See FINRA Report |
| Ronald Lee Greber | 2609509 | 3 | 02/01/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Chukwuemeka Godwin Uzoukwu | 3098603 | 1 | 01/31/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Barbara Ann Bobbin Wilkinson | 2191617 | 4 | 01/17/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| George Kumi Gyan | 1963850 | 2 | 12/24/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| J L Wilson | 1839948 | 8 | 12/19/2007 | Customer Dispute | Closed-No Action | $5,608.75 | $0.00 | See FINRA Report |
| Brian James Foecke | 4105404 | 1 | 12/17/2007 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| William Edward Turner | 2645532 | 1 | 12/10/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Edwin Adkins | 2708477 | 3 | 12/10/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christie S Mueller | 1396385 | 3 | 12/05/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |