Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Terry Hugh Hood | 1246236 | 1 | 04/17/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Yolanda Lilly Tam | 2696607 | 2 | 04/11/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Glenn Francis Clermont | 839157 | 3 | 04/03/2008 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| William Howard Whatley | 2425721 | 1 | 03/19/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Randall Buller | 2049568 | 1 | 03/05/2008 | Customer Dispute | Settled | $11,573.90 | $0.00 | See FINRA Report |
| Scott Paul MacDonald | 2994054 | 5 | 02/28/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Patrick Crotty | 2866867 | 1 | 02/27/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Claud Vernon Mott | 849984 | 1 | 02/22/2008 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Stephen Thomas McCauley | 2103926 | 7 | 02/14/2008 | Customer Dispute | Denied | $8,808.42 | $0.00 | See FINRA Report |
| Michael Sidney Wood | 1761110 | 1 | 02/11/2008 | Customer Dispute | Denied | $9,456.00 | $0.00 | See FINRA Report |