Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randall Eric Ladue | 3177749 | 6 | 05/28/2008 | Customer Dispute | Denied | $11,269.00 | $0.00 | See FINRA Report |
| Audrey Sreshta | 2494270 | 2 | 05/27/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Timothy John Leahy | 3186212 | 2 | 05/22/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Larry Lynn Crafton | 1839518 | 3 | 05/22/2008 | Customer Dispute | Settled | $58,000.00 | $0.00 | See FINRA Report |
| Craig Aloysius Lafferty | 1388500 | 6 | 05/19/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Nyle Meeker | 2021703 | 1 | 05/15/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dean Bogle | 1324246 | 3 | 05/06/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gail Ann Kincannon | 1962679 | 4 | 05/02/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christian Emerson Hauter | 1195587 | 1 | 04/29/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicholas James Smaldino | 1182538 | 2 | 04/23/2008 | Customer Dispute | Denied | $29,745.00 | $0.00 | See FINRA Report |