Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Collins Fitzgerald | 1365789 | 3 | 08/19/2008 | Customer Dispute | Settled | $24,595.90 | $0.00 | See FINRA Report |
| B Christopher Stokes | 2861749 | 2 | 08/14/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Glenn Francis Clermont | 839157 | 3 | 08/08/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Angelo Assad Haddad | 232998 | 1 | 08/06/2008 | Customer Dispute | Closed-No Action | $5,702.58 | $0.00 | See FINRA Report |
| John Whitney Hudson | 2549172 | 1 | 08/01/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Huddleston | 4622454 | 1 | 07/16/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Paul MacDonald | 2994054 | 5 | 06/24/2008 | Customer Dispute | Settled | $8,031.82 | $0.00 | See FINRA Report |
| Jerome Charles Prentice | 801622 | 1 | 06/20/2008 | Customer Dispute | Denied | $94,223.10 | $0.00 | See FINRA Report |
| Michael David Dixon | 831768 | 1 | 06/19/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jesse Carbullido Rivera | 1121307 | 7 | 06/12/2008 | Customer Dispute | Closed-No Action | $25,779.00 | $0.00 | See FINRA Report |