Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carl H Ishikawa | 2004793 | 4 | 10/21/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bruce Edward Dowell | 2282070 | 7 | 10/17/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jun Hwa Kang | 1572396 | 1 | 10/15/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bikyung Mary Tsang | 2507864 | 1 | 10/09/2008 | Customer Dispute | Denied | $10,400.00 | $0.00 | See FINRA Report |
| Daryl Robert Ellis | 2598160 | 1 | 10/08/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jan Peter Christensen | 1964900 | 1 | 09/24/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Coles Carter | 1197042 | 1 | 09/19/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Holmes Herlong | 2383728 | 1 | 09/18/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Jon Walther | 2604600 | 3 | 09/16/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Domenico Vito Nuzzi | 1574292 | 3 | 09/11/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |