Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Walt O Willoughby | 4067189 | 3 | 11/24/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew Jay Hanson | 4653732 | 1 | 11/19/2008 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Michael Per Antonsen | 4675304 | 1 | 11/17/2008 | Customer Dispute | Settled | $17,592.80 | $0.00 | See FINRA Report |
| Serge Tinovsky | 2423709 | 2 | 11/14/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carol McCook Dixon | 4400846 | 3 | 11/06/2008 | Customer Dispute | Settled | $8,487.81 | $0.00 | See FINRA Report |
| Scott Blaine Garland | 2994075 | 1 | 10/28/2008 | Customer Dispute | Settled | $6,438.67 | $0.00 | See FINRA Report |
| Michael Jerome Flynn | 1826193 | 1 | 10/27/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ralph Kenneth Wild | 1170047 | 1 | 10/27/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Lee Allan Wilcox | 4545106 | 1 | 10/24/2008 | Customer Dispute | Settled | $7,987.16 | $0.00 | See FINRA Report |
| Pamela Ann Walton | 1176436 | 1 | 10/23/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |