Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher John McCarthy | 1956074 | 2 | 03/28/2023 | Customer Dispute | Settled | $5,421.28 | $0.00 | See FINRA Report |
| Angela Marie Jubran | 5987708 | 1 | 03/24/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Laura Shnitzer | 7008433 | 1 | 03/24/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Travis Michael Gerhard | 5697677 | 2 | 03/20/2023 | Customer Dispute | Denied | $41,000.00 | $0.00 | See FINRA Report |
| Terry Scott Mathias | 5612418 | 2 | 02/28/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Chuling Hsiao | 2994866 | 1 | 02/22/2023 | Customer Dispute | Settled | $56,496.30 | $0.00 | See FINRA Report |
| John Forrest McDonald | 5085121 | 1 | 02/22/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Samuel Amando Jaramillo | 2197976 | 2 | 01/31/2023 | Customer Dispute | Closed-No Action | $6,586.54 | $0.00 | See FINRA Report |
| Asia Pimentel | 6962593 | 1 | 01/31/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edgar Lorenzo Rodriguez | 5225952 | 1 | 01/26/2023 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |