Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mychael Anthony Nguyen | 4711740 | 1 | 03/09/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Glenn Westberg | 1879019 | 2 | 03/09/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christie S Mueller | 1396385 | 3 | 03/06/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Kenneth Henker | 2515466 | 2 | 03/02/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kristen Ellen Gulbran | 2388472 | 1 | 02/20/2009 | Customer Dispute | Denied | $5,807.99 | $0.00 | See FINRA Report |
| Paul Alan Petersen | 1399349 | 2 | 02/18/2009 | Customer Dispute | Settled | $235,000.00 | $0.00 | See FINRA Report |
| Mark Perry Kissinger | 4546631 | 1 | 02/17/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Edward Herbert Brenmark | 1335714 | 1 | 02/12/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lloyd Mitchell Pomerantz | 4161955 | 1 | 02/12/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Sean Marsh | 1832078 | 1 | 02/03/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |