Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary L Myers | 4608155 | 1 | 04/06/2009 | Customer Dispute | Settled | $7,712.00 | $0.00 | See FINRA Report |
| Joseph Henry Thibaut | 3275869 | 1 | 03/30/2009 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jack Ural Simmons | 1307596 | 1 | 03/23/2009 | Customer Dispute | Denied | $9,181.09 | $0.00 | See FINRA Report |
| John Junius Chaisson | 3145799 | 4 | 03/20/2009 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Dmitriy Khalilov | 4741295 | 2 | 03/20/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Edwin Adkins | 2708477 | 3 | 03/18/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Collins Fitzgerald | 1365789 | 3 | 03/18/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Basil Mangano | 1156046 | 2 | 03/13/2009 | Customer Dispute | Denied | $54,067.80 | $0.00 | See FINRA Report |
| Sunil Amratlal Shah | 2676179 | 1 | 03/13/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard David Steiner | 2404359 | 2 | 03/10/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |