Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Junius Chaisson | 3145799 | 4 | 06/08/2009 | Customer Dispute | Denied | $29,689.20 | $0.00 | See FINRA Report |
| Ken Majid Nooshi | 2539099 | 3 | 06/05/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Yisroel Moshe Stuhl | 2972926 | 1 | 06/05/2009 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| William Bradley Humbarger | 4294223 | 4 | 05/19/2009 | Customer Dispute | Denied | $245,154.00 | $0.00 | See FINRA Report |
| Paul James Haye | 1084752 | 1 | 05/05/2009 | Customer Dispute | Settled | $25,333.50 | $0.00 | See FINRA Report |
| Randy Wayne Weaver | 1365110 | 1 | 04/27/2009 | Customer Dispute | Denied | $9,719.28 | $0.00 | See FINRA Report |
| Gurcharan Singh Soni | 2445033 | 1 | 04/22/2009 | Customer Dispute | Denied | $32,740.70 | $0.00 | See FINRA Report |
| Stuart Jacob Birkel | 2557055 | 1 | 04/21/2009 | Customer Dispute | Denied | $74,646.20 | $0.00 | See FINRA Report |
| Peter J Thompson | 5134436 | 2 | 04/14/2009 | Customer Dispute | Settled | $42,557.10 | $0.00 | See FINRA Report |
| Kathryn Lee Kelley | 3091778 | 1 | 04/06/2009 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |