Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Joseph Hernandez | 4850651 | 1 | 07/27/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Adam Weitz | 2161476 | 1 | 07/24/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephan Anthony Elliott | 1282143 | 1 | 07/24/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Burke Lavar Richman | 1023504 | 2 | 07/20/2009 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Rameshbhai C Patel | 4984649 | 1 | 07/14/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donna Jean Bourdon | 1736337 | 1 | 07/01/2009 | Customer Dispute | Settled | $10,225.10 | $0.00 | See FINRA Report |
| Ajay N Parikh | 1415416 | 3 | 06/23/2009 | Customer Dispute | Denied | $6,660.98 | $0.00 | See FINRA Report |
| Linda Jean Remington | 1569180 | 1 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael J O Brien | 1660069 | 4 | 06/08/2009 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
| Keithlyn Fay Gant | 2687636 | 1 | 06/08/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |