Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lesh Nettles Brown | 725610 | 1 | 10/16/2009 | Customer Dispute | Denied | $13,399.80 | $0.00 | See FINRA Report |
| David L Ediger | 2597209 | 4 | 09/28/2009 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| John A Christopher | 4470775 | 1 | 09/25/2009 | Customer Dispute | Settled | $70,258.90 | $0.00 | See FINRA Report |
| Eileen Patricia Besaw | 1226799 | 1 | 09/25/2009 | Customer Dispute | Denied | $26,800.00 | $0.00 | See FINRA Report |
| Jesse Zaragoza | 1853986 | 1 | 09/22/2009 | Customer Dispute | Denied | $17,132.80 | $0.00 | See FINRA Report |
| Peggy Marita Ward | 1073079 | 1 | 09/22/2009 | Customer Dispute | Denied | $118,527.00 | $0.00 | See FINRA Report |
| Mary Linderman Stockton | 2896729 | 2 | 09/02/2009 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
| Clarence Edwin Smart | 1173797 | 1 | 08/28/2009 | Customer Dispute | Denied | $6,018.00 | $0.00 | See FINRA Report |
| Becky V Barry | 2823713 | 2 | 08/06/2009 | Customer Dispute | Settled | $10,667.30 | $0.00 | See FINRA Report |
| Robert Dean Bonk | 3198607 | 1 | 08/05/2009 | Customer Dispute | Closed-No Action | $15,000.10 | $0.00 | See FINRA Report |