Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Thomas Bourque | 5178560 | 1 | 02/19/2010 | Customer Dispute | Settled | $35,740.10 | $0.00 | See FINRA Report |
| Jeran Boyd Artery | 2533459 | 2 | 02/16/2010 | Customer Dispute | Denied | $18,208.40 | $0.00 | See FINRA Report |
| Kelly Ann Decker | 4901228 | 1 | 02/05/2010 | Customer Dispute | Settled | $5,553.50 | $0.00 | See FINRA Report |
| Jeffrey Richard Knight | 1241471 | 3 | 02/02/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew Steve Gentile | 1883030 | 1 | 01/25/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Darlene Joy Hathaway | 4584422 | 3 | 01/21/2010 | Customer Dispute | Closed-No Action | $122,322.00 | $0.00 | See FINRA Report |
| Michael Raymond Gernigin | 1098476 | 8 | 12/18/2009 | Customer Dispute | Settled | $8,724.00 | $0.00 | See FINRA Report |
| Burke Lavar Richman | 1023504 | 2 | 12/04/2009 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| John Stiner Ingram | 1114634 | 1 | 11/06/2009 | Customer Dispute | Settled | $20,271.60 | $0.00 | See FINRA Report |
| Virginia Kessler Rice | 3044312 | 1 | 10/26/2009 | Customer Dispute | Denied | $10,853.40 | $0.00 | See FINRA Report |