Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Royce Holmes | 2161087 | 1 | 03/16/2010 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Anthony Minnici | 4036359 | 1 | 03/15/2010 | Customer Dispute | Settled | $9,735.81 | $0.00 | See FINRA Report |
| James Matata Mbithi | 4875489 | 2 | 03/11/2010 | Customer Dispute | Denied | $16,686.40 | $0.00 | See FINRA Report |
| Craig Aloysius Lafferty | 1388500 | 6 | 03/08/2010 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Benson B Liao | 2382889 | 3 | 03/05/2010 | Customer Dispute | Settled | $12,745.90 | $0.00 | See FINRA Report |
| Christopher John Viveiros | 4246821 | 1 | 03/01/2010 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Meghan Downey Murray | 4484558 | 1 | 03/01/2010 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Nancy P Hertwig | 2072103 | 1 | 02/24/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Kevin Banks | 11856 | 1 | 02/23/2010 | Customer Dispute | Settled | $22,788.90 | $0.00 | See FINRA Report |
| Kermit Roosevelt Griner | 1070425 | 9 | 02/22/2010 | Customer Dispute | Settled | $10,010.00 | $0.00 | See FINRA Report |