Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeran Boyd Artery | 2533459 | 2 | 09/20/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Don Allen Damron | 5096579 | 1 | 08/10/2010 | Customer Dispute | Settled | $6,817.29 | $0.00 | See FINRA Report |
| Melvin Marion Adams | 1161736 | 2 | 07/20/2010 | Customer Dispute | Settled | $5,252.55 | $0.00 | See FINRA Report |
| Daniel A Carnicella | 4468945 | 2 | 06/16/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Basil Mangano | 1156046 | 2 | 06/11/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Edward Duck | 1401983 | 1 | 05/21/2010 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| John S Coates | 1947467 | 3 | 04/16/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Allen Noack | 2562400 | 1 | 04/09/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Gary Weinkle | 2532595 | 2 | 04/07/2010 | Customer Dispute | Settled | $43,255.10 | $0.00 | See FINRA Report |
| Timothy John Leahy | 3186212 | 2 | 04/06/2010 | Customer Dispute | Settled | $10,484.00 | $0.00 | See FINRA Report |