Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas MacK Farris | 2973692 | 4 | 12/21/2010 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Gordon Edward Parker | 2169866 | 1 | 11/29/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Linwood Joseph Broussard | 1203093 | 2 | 11/24/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Mark Rose | 2557830 | 2 | 11/22/2010 | Customer Dispute | Denied | $5,637.41 | $0.00 | See FINRA Report |
| Dale Eugene Sales | 2966905 | 2 | 11/17/2010 | Customer Dispute | Settled | $19,498.30 | $0.00 | See FINRA Report |
| Gregory R Mason | 5285678 | 1 | 11/03/2010 | Customer Dispute | Settled | $6,257.46 | $0.00 | See FINRA Report |
| Anthony Cancela | 2398245 | 4 | 11/03/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Samuel Louis Hebert | 2679181 | 7 | 10/18/2010 | Customer Dispute | Denied | $9,760.36 | $0.00 | See FINRA Report |
| Daniel Thomas Maher | 2988295 | 2 | 10/07/2010 | Customer Dispute | Settled | $1,200.00 | $0.00 | See FINRA Report |
| Lydia Orque Patricio | 2270141 | 1 | 10/06/2010 | Customer Dispute | Denied | $58,112.50 | $0.00 | See FINRA Report |